- Industry: Financial services
- Number of terms: 73910
- Number of blossaries: 1
- Company Profile:
World's leading financial information-service, news, and media company.
A stock listed on a national securities exchange after April 26, 1979, that is exempt from the Securities and Exchange Commission rule that prohibits exchange members from participating in off-board trading.
Industry:Financial services
In the mortgage pipeline, an additional hedge placed in tandem with the forward or substitute sale.
Industry:Financial services
A letter from the Securities and Exchange Commission agreeing that the commission will take no civil or criminal action against a party, regarding a specific activity.
Industry:Financial services
Within the text on the proxy, card are the words: "Shares will be voted at this annual meeting or at any adjournment thereof." If a securityholder strikes out this phrase, the proxy cannot be counted at any adjournment (reconvening) of the meeting.
Industry:Financial services
Also called the option premium; the price the buyer of the options contract pays for the right to buy or sell a security at a specified price in the future.
Industry:Financial services
Used in the context of general equities. "No buy or sell interest should be entered into the Autex (advertising) system." Inquirers do not want exposure of an inquiry to affect the price at which they hope to ultimately transact the trade, hence disturbing the customer's picture.
Industry:Financial services
A graphical representation of the projected price of an option at a fixed point in time. It reflects the amount of time value premium in the option for various stock prices, as well. The curve is generated by using a mathematical model. The delta (or hedge ratio) is the slope of a tangent line to the curve at a fixed stock price. See also Delta and Hedge Ratio
Industry:Financial services
Used for listed equity securities. Not much, if any, stock is being bid for or offered at the present time by customers or the specialist.
Industry:Financial services
Also called the option writer; the party who grants a right to trade a security at a given price in the future.
Industry:Financial services
